Athene Senior Regulatory Compliance Analyst in West Des Moines, Iowa
We are Athene. At Athene, we are driven to do more. We are a leading retirement services company that issues, reinsures and acquires retirement savings products designed for the increasing number of individuals and institutions seeking to fund retirement needs. We see every day as a new opportunity to measure ourselves against the best - and then we don't stop until we've set the bar even higher. We're ready to help you achieve more.
The Regulatory Compliance team exists to perform necessary duties to assist Athene’s compliance with rules and regulations, oversee the coordination of market conduct examinations and respond to regulatory inquiries.
Respond to inquiries from regulators involving market conduct activity and regulatory surveys; complete quality assurance and monitoring reviews and, complete other tasks as assigned by the team manager.
Review and interpret insurance regulations and implement necessary changes to ensure compliance with regulations.
Assist in the development of strategies to address compliance changes within the organization, communicate changes to the appropriate internal and external customers/departments and coordinate with those departments to ensure implementation.
Assist with the management of the market conduct exam process through coordination of examination responses with regulators and company representatives.
Compare Athene’s compliance standards to current laws and regulations, as well as to generally accepted practices within the industry.
Identify compliance exposures and drive/implement solutions to reduce financial exposure, from a litigation and regulatory perspective.
Monitor and track regulatory filings across the company.
Prepare and respond to the Market Conduct Annual Statement by collecting and analyzing company data and filing the report with the National Association of Insurance Commissioners.
Recommend changes to Athene's internal controls when change is deemed necessary to protect the best interests of the company and lead related projects.
Research and provide recommendations to management to address compliance related risks.
Qualifications and Experience:
4+ years of progressively responsible insurance or financial compliance and/or legal experience.
Previous compliance knowledge acquired by work experiences within a compliance business unit or related business unit.
Strong analytical skills, with the ability to draw conclusions from research or data collection, and to report on those findings in multiple formats (e.g., written, spoken) in a timely and appropriate manner to diverse audiences, including senior management.
W orking knowledge of regulatory requirements as they pertain to annuities and life insurance.
Familiarity with key aspects of insurance administration.
Good organizational, communication, negotiation and interpersonal skills.
PC skills, including experience with Microsoft Office and other applicable software.
Bachelor’s Degree or equivalent educational or employment experience.
NOTE: Successful candidate will be required to complete a pre-employment background check.
Drive. Discipline. Confidence. Focus. Commitment. Learn more about working at Athene (https://www.athene.com/about/usa-careers) .
Athene is a Military Friendly Employer! Learn more about how we support our Veterans (https://www.athene.com/our-veterans) .
Athene celebrates diversity, is committed to inclusion and is proud to be an Equal Opportunity Employer. We do not discriminate on the basis of race, color, religion, sex, national origin, age, disability, marital status, sexual orientation, veteran status or any other status protected by federal, state or local law.
We are driven to do more. More for our customers and the financial professionals who offer our products. If you are driven to do more and love the challenge of pursuing more, Athene is your kind of company. You will find we offer more than the basics to create a diverse, inclusive and dynamic work environment at our various locations.
Based on your location you will experience a unique blend of: • Benefits to meet individual needs including, but not limited to, a 401(k) and/or pension plan with a company match, paid time off, paid holidays, job-related tuition reimbursement, medical, dental, vision, life, and disability insurance. • Career development opportunities including a Leadership Development Program, self-guided trainings and periodic Lunch & Learns. • Amenities that include "dress for your day" work attire, in house coffee bar, on-site café, ergonomic desks, game room area and on-site fitness facility. • Volunteer opportunities to give back to the community, company-sponsored volunteer events throughout the year, individual non-profit volunteer time that can earn grant money, and non-profit matching gift program.
Athene USA is also proud to be recognized for the following: • Best places to Work in Money Management by Pensions & Investments, 2020 • Iowa's Top Workplaces; since 2015 • Bermuda Top Ten Employer; 2019 • United Way of Central Iowa awards• Advocate & Volunteer; 2016 • S pirit of Central Iowa; 2017, 2019 • Game Changer; 2018 • Impact-Maker; 2018, 2020 • Employer Support of the Guard and Reserve (ESGR) Awards • Patriot Award, 2018 • Pro Patria Award, 2019 • Seven Seals Award, 2019 • Military Friendly® Employer; since 2017 • Military Spouse Friendly® Employer; since 2017 • LGBTQ+ Friendly Employer by Human Rights Campaign Foundation, 2021 • Excellence in Education LOMA;10 plus years • Structured Retail Products (SRP) • Best Carrier Award; 2017 & 2018 • FIA of the Year; 2019
For more specific details for each location, please click here (https://www.athene.com/about/careers) .