CUNA MUTUAL GROUP Compliance Analyst in WAVERLY, Iowa
Job Purpose:This position is responsible for serving as a technical business expert with primary accountability to support product management, ensure business process compliance with state, federal and corporate regulations. This role also serves as a resource on projects and initiatives involving the end to end business.Job Responsibilities:List of general activities, duties and/or tasks typically performed within the jobReceive notifications regarding new or revised regulations and take action to implement policies, procedures, processes and forms to support the business line.Communicate and support changes to field, internal staff and other affected areas.Participate in periodic audits and maintain document of compliance processes.Performs compliance reviews, enterprise assessments and policy/procedure reviews as directed.Actively identify risks to the business, products, work and associates.Participates in the preparation of regulatory filings and/or forms in order to meet business needs and comply with the substance and language requirements of regulatory authorities in all states.Review compliance issues to identify solutions, address root causes and resolve problems.The above statement of duties is not intended to be all inclusive and other duties will be assigned from time to time.Job Requirements:List of general education, background and experience, knowledge, skills and abilities typically required to effectively perform the responsibilities of the job. Also include any required licenses and/or designations.Bachelor's degree in Business, Insurance or related field or an equivalent trade-off of related professional work experience.3+ years of experience in insurance, business or government regulations/compliance work.Ability to understand regulations and compliance issues and apply understanding to effect sound design of sound procedures.FINRA Securities Industry Essentials Examination, Series 6 and Series 26 Registrations and life/health and annuity licenses requiredStrong problem solving, decision making and multi-tasking abilities.Appetite to learn, general business acumen.Ability to work in a team environment.Strong communication and organizational skills.*LI-EGCUNA Mutual Group's insurance, retirement and investment products provide financial security and protection to credit unions and their members worldwide. As a dynamic and growing company, we strive to create a culture of performance, high standards and defined values. In return for your skills and contributions, we offer highly competitive compensation and benefit packages, significant professional growth, and the opportunity to win and be rewarded.Please provide your Work Experience and Education or attach a copy of your resume. Applications received without this information may be removed from consideration.CUNA Mutual Group is an Equal Opportunity and Affirmative Action Employer. All qualified candidates are encouraged to apply.