Work in Iowa STEM Jobs

Job Information

Principal Audit Manager - Trust & Custody in Des Moines, Iowa

Internal Audit Risk Consulting (IARC) is looking to hire an Audit Manager. A successful candidate will bring strong business insights, capabilities in analyzing business processes and ability to work effectively with all levels of management. The scope of IARC’s responsibilities provides a unique exposure to a wide variety of business functions and also provides opportunities to learn and apply risk assessment skills and enhance communication skills through exposure to all levels of management.

In this role you will support achievement of the organization's business objectives by performing complex, risk-focused, process-based internal audits and risk consulting services throughout the organization. In order to meet this goal, your responsibilities will include:

  • Analyze business processes to understand the various risks that can impact achievement of goals/objects and assess the adequacy of risk mitigation strategies and control activities

  • Consult with business partners to develop action plans to enhance process and related risk management strategies

  • Document insights and detailed process risks/controls, and where applicable, performing tests to assure risk management strategies are functioning effectively

  • Research industry, compliance and organization risk management issues

  • Engaging with business unit leadership to conclude audits and preparing written audit reports for senior management

  • Gain exposure to the Retirement & Income Solutions (RIS) business functions, as well as exposures outside of RIS

  • Bachelor's degree with an Accounting, Computer Science or other business-related degree, or equivalent experience required

  • A minimum of 10 years of relevant experience required

  • Experience working with Banking/Trust & Custody industry strongly preferred

  • Must possess strong analytical, problem solving, project management, organizational and leadership skills

  • Strong business acumen and interpersonal skills required, with the ability to effectively communicate with all levels in the organization

  • Consistently demonstrate the ability to identify and resolve complex risk management issues

  • Industry experience a plus

  • PC and/or system skills required

  • Potential for domestic and international travel of 1-3 trips per year (typically 1-2 weeks)

  • CIA, CISA, CPA, or other applicable certifications preferred

Work Authorization/Sponsorship

At this time, we're not considering candidates that need any type of immigration sponsorship now or in the future or those needing work authorization for this role. (This includes, but is not limited to students on F1-OPT, F1-CPT, J-1, etc.)

Investment Code of Ethics

For Principal Global Investors positions, you’ll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.

Experience Principal

While our expertise spans the globe, we're bound by one common purpose: to foster a world where financial security is accessible to all. And our success depends on the unique experiences, backgrounds, and talents of our employees – individually and all of us together. Explore our core values, benefits and why we’re an exceptional place to grow your career.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Requisition ID: 2020-28522

Enterprise Segment: Corporate

Business Area: Corporate Risk

Street: 711 High Street

Remote: No

FLSA Status: Exempt

DirectEmployers